non-registered holder

简明释义

非登记持有人

英英释义

例句

1.The rights of a non-registered holder 非登记持有者 are often limited compared to registered holders.

与登记持有者相比，非登记持有者的权利通常较为有限。

2.A non-registered holder 非登记持有者 of shares may not receive dividends directly from the company.

一名非登记持有者的股票持有者可能无法直接从公司获得股息。

3.In order to participate in shareholder meetings, a non-registered holder 非登记持有者 needs to provide proof of ownership.

为了参加股东会议，非登记持有者需要提供所有权证明。

4.When voting on corporate matters, a non-registered holder 非登记持有者 must obtain a proxy from the registered owner.

在对公司事务投票时，非登记持有者必须从登记所有者处获得代理权。

5.A non-registered holder 非登记持有者 may face challenges when trying to sell their securities.

当试图出售证券时，非登记持有者可能会面临挑战。

作文

In the world of finance and investment, understanding the different types of ownership is crucial for making informed decisions. One term that often comes up in discussions about securities is non-registered holder. A non-registered holder refers to an individual or entity that holds securities, such as stocks or bonds, but whose ownership is not officially recorded in the company’s books. This situation can arise in various contexts, such as when securities are held through a brokerage firm or other intermediaries. The implications of being a non-registered holder can be significant. For one, these holders may not receive direct communication from the issuing company regarding important matters such as dividend payments, shareholder meetings, or corporate actions. Instead, they rely on their brokers to relay this information, which can sometimes lead to delays or misunderstandings. This lack of direct communication can create a disconnect between the non-registered holder and the company, potentially impacting their ability to make timely and informed decisions regarding their investments.Moreover, non-registered holders may face challenges when it comes to exercising their rights as shareholders. For instance, if a non-registered holder wishes to vote on corporate matters, they must ensure that their broker has provided them with the necessary materials and instructions. This process can be cumbersome and may result in some holders missing out on the opportunity to influence important decisions.Additionally, non-registered holders might encounter difficulties when trying to sell their securities. Since their ownership is not directly recorded, they may need to go through additional steps to transfer their shares to a new owner or to convert their holdings into registered form. This added complexity can deter some investors from participating fully in the market, as they may prefer the simplicity and security offered by registered holdings.On the other hand, there are some advantages to being a non-registered holder. For example, these holders often benefit from the services provided by their brokerage firms, including research, advice, and portfolio management. Brokers can offer valuable insights that can help non-registered holders make better investment choices. Furthermore, non-registered holders may have more flexibility in terms of buying and selling securities, as they can quickly execute trades through their brokers without needing to deal with the administrative aspects of registration.In conclusion, while being a non-registered holder comes with both advantages and disadvantages, it is essential for investors to understand their status and the implications it carries. By being aware of the potential challenges and benefits, non-registered holders can navigate the financial landscape more effectively and make informed decisions that align with their investment goals. Whether one chooses to remain a non-registered holder or pursue registration, knowledge is key to successful investing.

在金融和投资的世界中，理解不同类型的所有权对于做出明智的决策至关重要。在关于证券的讨论中，一个常常出现的术语是非注册持有者。非注册持有者指的是个人或实体持有证券（如股票或债券），但其所有权未在公司的账簿中正式记录。这种情况可能在各种情况下发生，例如证券通过经纪公司或其他中介持有。成为非注册持有者的影响可能是显著的。首先，这些持有者可能不会直接收到发行公司关于重要事项的通信，例如股息支付、股东会议或公司行动。相反，他们依赖于经纪人来转达这些信息，这有时可能导致延误或误解。这种缺乏直接沟通可能会导致非注册持有者与公司之间的脱节，可能影响他们及时做出知情决策的能力。此外，非注册持有者在行使其作为股东的权利时可能面临挑战。例如，如果非注册持有者希望对公司事务进行投票，他们必须确保其经纪人已向他们提供必要的材料和说明。这个过程可能繁琐，并且可能导致一些持有者错失影响重要决策的机会。此外，非注册持有者在出售证券时可能会遇到困难。由于他们的所有权没有被直接记录，他们可能需要经历额外的步骤来将其股份转让给新所有者或将其持有的证券转换为注册形式。这种额外的复杂性可能会阻止一些投资者充分参与市场，因为他们可能更喜欢注册持有所提供的简单性和安全性。另一方面，成为非注册持有者也有一些优势。例如，这些持有者通常可以享受其经纪公司提供的服务，包括研究、建议和投资组合管理。经纪人可以提供有价值的见解，帮助非注册持有者做出更好的投资选择。此外，非注册持有者在买卖证券时可能具有更大的灵活性，因为他们可以通过经纪人快速执行交易，而无需处理注册的行政事务。总之，尽管成为非注册持有者既有优点也有缺点，但投资者了解自己的身份及其所带来的影响至关重要。通过了解潜在的挑战和好处，非注册持有者可以更有效地在金融领域中航行，并做出与其投资目标一致的明智决策。无论一个人选择保持非注册持有者的身份还是追求注册，知识都是成功投资的关键。